Head of Compliance and Operations

Job Title: Head of Compliance & Operations

Location: United Kingdom (Hybrid)

Salary: £100,000 - £130,000 + Equity

An early-stage AI company is seeking a Head of Compliance & Operations to lead the build-out of its regulatory, compliance, and operational infrastructure.

Operating at the intersection of artificial intelligence and regulated industries, the company is focused on developing secure, high-performance products while establishing a strong governance and compliance foundation from the outset.

The Role

This is a high-impact, leadership position responsible for guiding the business from startup phase to a fully regulated UK entity.

The successful candidate will take ownership of the FCA authorisation process, acting as the primary point of contact with the regulator, while designing and implementing a best-in-class compliance and operational framework.

This role combines strategic oversight with hands-on execution, making it ideal for someone who thrives in fast-paced, build-from-scratch environments.

Key Responsibilities

Lead the end-to-end FCA authorisation process, including application and regulatory engagement

Build and implement a robust compliance and risk framework

Establish governance structures and internal controls aligned with regulatory expectations

Design and scale operational processes to support a regulated business

Oversee regulatory reporting, audits, and compliance monitoring

Partner with product and engineering teams to embed compliance into product design

Support leadership and investors with regulatory and risk insights

Requirements

Proven experience leading or supporting FCA authorisation in the UK

Strong understanding of UK regulatory frameworks and compliance standards

Background in compliance, risk, or operations within a regulated industry (e.g. fintech, AI, SaaS)

Experience building compliance frameworks from the ground up

Deep knowledge of GDPR, data protection, and operational risk

Ability to operate both strategically and hands-on

Preferred Experience

Experience in early-stage or high-growth environments

Exposure to AI or data-driven products in regulated settings

Track record of successful regulatory approvals

Familiarity with UK and EU regulatory landscapes

Why Apply

Opportunity to shape the regulatory foundation of a growing AI company

High ownership and direct impact on business trajectory

Close collaboration with leadership and key stakeholders

Equity participation in an early-stage businessThis is a unique opportunity for a compliance leader to build and scale a regulated function from the ground up within an innovative AI-driven environment